Securities Fees & Charges
Hong Kong Market Securities Transaction
Brokerage
Minimum: HK$100.00
Stamp Duty
0.10% (rounded up to nearest dollar)
Transaction Levy
0.0027%
AFRC Transaction Levy
0.00015%
Trading Fee
0.00565%
CCASS Fee
0.0042% (minimum: HK$2.00, no maximum cap)
Shanghai / Shenzhen-Hong Kong Securities Transaction (CNY)
Brokerage
Minimum: $100.00
Handling Fee
0.00341% (ETF: 0.004%)
Securities Management Fee
0.002%
Transfer Fee
0.004%
Stamp Duty
0.05% (Applicable to selling transaction only)
Custody Services
SH-HK and SZ-HK Portfolio Fee
0.008% (accured daily, collected monthly)
Stock Custody Fee
Per Borad/Odd Lot: $0.10
6 Months Basis (June & December)
Dividend Collection Fee
0.3% (minimum: HK$30.00)
0.12% (CCASS Fee)
Scrip Dividend
Residual Dividend
Scrip Fee
Per Board/Odd Lot: HK$1.50
(for collection on book close dates)
Settlement Charges
Stock Deposit Fee
Waive
Transfer Deed
Each: HK$5.00
Physical Stock Withdrawal
Per Board/Odd Lot: HK$5.00 (min: HK$50.00)
Settlement Instruction (S.I. / I.S.I.)
0.01% (minimum: HK$50.00, maximum: HK$200.00)
(deposit via FOP: Free)
Stock Transfer
(for same beneficial owner only)
Each Stock: HK$30.00
(Internal Only)
Exercise Rights / Warrants / Open Offer
Each Lot: HK$1.00
Handling Charge: HK$50.00
Corporate Action
(Cash Offer，Privatization)
Gross Amount * 0.25% (minimum: HK$100.00)
CCASS Fee Each Lot: HK$0.80
Scrip Fee: HK$1.50 (Only applicable Cash Offer)
Stamp Duty (if applicable)
Deposit Jumbo Certificate
Each Stock: HK$100.00
CCASS Fee Each Certificate: HK$2.50
Securities Default on Settlement Date
No. of Shares * T+2 closing price * 0.1% (minimum: HK$50.00)
CCASS Fee: No. of Shares * T+2 closing price * 0.50%
Other Charges
Registration Fee
Each Lot: HK$4.00 (minimum: HK$50.00)
Registrar Fee Each Lot: HK$2.50
Inactive Account
HK$100.00 (annual charge on 2 January)
Application for New Shares via Kingston
Waive
Claims on Unclaim of Dividend / Bonus Shares
Handling Charge: HK$300.00
CCASS and Registrar Fee: HK$400.00
Bounced Cheque
Handling Charge: HK$100.00
Accrued Interest
Stop Payment
Each HK$200.00
Fund Transfer by CHATS
Each Transaction - Hong Kong: HK$100.00
Oversea: HK$300.00 - HK$500.00
Delivering Statement by Post
(Individual client who is aged 65 or above will be exempted.)
HK$50.00 (6 Months Basis - charge on Jan 2 & Jul 2)
Audit Confirmation
HK$150.00
Contact our customer service for details on other fees, charges and levies not listed in this Fee Schedule.
Subject to change without notice. Effective: 30 June 2025
Futures Charges & Margin Requirement
Products
Commission (per lot / one way)
Trading Fee (per lot / one way)
Settlement / Exercise Fee (per lot)
*Margin Requirement
(per lot)
HANG SENG INDEX FUTURES
Orders placed via Internet
Orders placed via telephone
Day trade: HK$30
Overnight: HK$50Day trade: HK$50
Overnight: HK$90
SFC levy:
HK$0.54
Trading fee:
HK$10.00
HK$10.00
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$124,820.00
HK$99,856.00
HK$27,464.00
HK$21,971.00
HANG SENG INDEX OPTIONS
Orders placed via Internet
Orders placed via telephone
1% of contract value
Min. HK$50
Max. HK$100
(Round up to the nearest dollar)
SFC levy:
HK$0.54
Trading fee:
HK$10.00
HK$10.00
Please Refer to the HKEX website
HANG SENG TECT INDEX FUTURES
Orders placed via Internet
Orders placed via telephone
Day trade: HK$30
Overnight: HK$50Day trade: HK$50
Overnight: HK$90
SFC levy:
HK$0.54
Trading fee:
HK$5.00
HK$2.50
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$49,502.00
HK$39,601.00
HK$10,400.00
HK$8,320.00
HSTECH OPTIONS
Orders placed via Internet
Orders placed via telephone
1% of contract value
Min. HK$50
Max. HK$100
(Round up to the nearest dollar)
SFC levy:
HK$0.54
Trading fee:
HK$5.00
HK$2.50
Please Refer to the HKEX website
MINI-HANG SENG INDEX
Orders placed via Internet
Orders placed via telephone
Day trade: HK$15
Overnight: HK$25Day trade: HK$15
Overnight: HK$25
SFC levy:
HK$0.10
Trading fee:
HK$3.50
HK$3.50
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$24,964.00
HK$19,971.00
HK$5,492.00
HK$4,393.00
MINI-HANG SENG INDEX OPTIONS
Orders placed via Internet
Orders placed via telephone
1% of contract value
Min. HK$50
Max. HK$100
(Round up to the nearest dollar)
SFC levy:
HK$0.10
Trading fee:
HK$3.50
HK$3.50
Please Refer to the HKEX website
H-SHARE INDEX
Orders placed via Internet
Orders placed via telephone
Day trade: HK$30
Overnight: HK$50Day trade: HK$50
Overnight: HK$90
SFC levy:
HK$0.54
Trading fee:
HK$3.50
HK$3.50
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$48,944.00
HK$39,155.00
HK$14,696.00
HK$11,756.00
HSCEI OPTIONS
Orders placed via Internet
Orders placed via telephone
1% of contract value
Min. HK$50
Max. HK$100
(Round up to the nearest dollar)
SFC levy:
HK$0.54
Trading fee:
HK$3.50
HK$10.00
Please Refer to the HKEX website
MINI H-SHARES INDEX
Orders placed via Internet
Orders placed via telephone
Day trade: HK$15
Overnight: HK$25Day trade: HK$15
Overnight: HK$25
SFC levy:
HK$0.10
Trading fee:
HK$2.00
HK$2.00
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$9,788.00
HK$7,830.00
HK$2,939.00
HK$2,351.00
CES China 120 Index Futures
Orders placed via Internet
Orders placed via telephone
Day trade: HK$30
Overnight: HK$50Day trade: HK$50
Overnight: HK$90
SFC levy:
HK$0.54
Trading fee:
HK$10.00
HK$10.00
Initial:
Maintenance:
Spread initial:
Spread maintenance:
HK$22,929.00
HK$18,343.00
HK$6,889.00
HK$5,511.00
* Effective from 01 September 2025, margin requirement is being adjusted according to the same schedule announced by Hong Kong Futures Exchange Ltd.